regions bank chief compliance officer

Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. During this period, he served in line management positions in manufacturing, distribution and sales. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Prior to that, Danella led Private Wealth Management. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Prior to assuming his current role, he. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. and He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. for the Southeastern Chapter of the Society for Corporate Governance. Santander Chief Compliance Officer Salaries in Braunton Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Senior Executive Vice President For Bank Chief Risk Officers, No Room for Error in Compliance Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Regions Investment Solutions is a marketing name of Cetera Investment Services. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Core Product Marketing. Use this one-page template to communicate your strategy with internal business partners. Dana Nolan serves as the Head of Investor Relations at Regions. William D. Ritter Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Head of Corporate Responsibility and Community Engagement. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Additional information about Regions and its full line of products and services can be found at www.regions.com. First Horizon Bank. Scott M. Peters Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner In addition, he helped large banks build out their big data and data science roadmaps. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Ritter is a member of Regions Executive Leadership Team. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. He is a member of Regions Executive Leadership Team. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Brett D. Couch Keenan has more than 25 years of human resources experience and has been in his current role since 2010. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Chief Data and Analytics Officer. By Head of Corporate Banking Group. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Corporate Banking Division Head. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. By Jeremy King | February 9, 2021. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Head of the Wealth Management Group. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Gartner Terms of Use She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Sorry, No data match for your criteria. Additional information about Regions and its full line of products and services can be found at www.regions.com. Beth Ardoin Chief Communications Officer . He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Monday through Friday. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Gartner helps compliance officers transition confidently andsucceed faster. Most recently, Danella served as Head of Private Wealth Management. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Head of Commercial Banking. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Leadership Team and Board of Directors - First Horizon Bank Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Embed controls to reduce risk in a hybrid work environment. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Commercial Banking includes clients with revenues between $1MM and $250MM. By clicking the "Access Your Download" button, you are agreeing to the Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. CCOs must monitor and respond to changes in compliance risks. This 32-page document allows for easier reading and reference. He joined Assurant as senior vice president of Information Technology. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. . Chief Human Resources Officer. Regions Bank is an Equal Housing Lender and Member FDIC. He was named president in December 2017. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Senior Executive Vice President Jeremy King | Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Nix will report to Tara Plimpton, chief legal officer for the bank. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele Chief Financial Officer. Senior Executive Vice President Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Chief Operating Officer. He is a member of the companys Executive Leadership Team. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In 2006, he led the HR integration during the Regions/AmSouth merger. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Internet Explorer presents a security risk. Nix will report to Tara Plimpton, chief legal officer for the bank. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Danella earned a bachelors degree in Economics and English from Vanderbilt. C. Keith Herron He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Senior Executive Vice President

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